Professional Services Compliance Framework
Compliance for professional services firms
When to use it: Professional practice compliance
I run a [accounting/legal/consulting/financial planning] practice in [STATE/TERRITORY] (ABN: [YOUR ABN]). Help me develop a compliance framework covering:
1. Professional registration and licensing requirements
2. Professional indemnity insurance requirements
3. CPD (Continuing Professional Development) obligations
4. Client engagement letter requirements
5. Trust account management (if applicable)
6. Anti-money laundering obligations (AUSTRAC)
7. Ethical obligations and conflicts of interest
8. Client file retention requirementsCopy the block above straight into your AI tool — anything in [BRACKETS] is yours to fill in.
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